Специалист по внутреннему контролю / Compliance specialist

Описание

Responsibilities: Sanction Compliance Tool (SCOT) support:- Monitors system functionality and ensures smooth operation.- Updates databases after changes to sanction lists and other factors affecting data completeness and accuracy. Sanctions compliance (in line with the Sanction Compliance Policy):- Creates new counterparty profiles in the SCOT system.- Updates and maintains records for previously registered counterparties in SCOT- Conducts counterparty verification by requesting information from local offices, searching online resources, or using other available databases.- Makes decisions on approving or rejecting orders in the KORM system based on compliance assessments.- Escalates approval decisions to higher management in cases where sanction compliance rules are ambiguous Operational compliance:- Analyses current business processes (e.g., sales and partner/channel management, order processing) for compliance with applicable legal and regulatory requirements, internal policies and market rules.- Reviews new or changed processes, products and business models for compliance at the design stage.- Participates in drafting and updating internal policies, procedures and work instructions.- Monitors changes in legislation and market practice affecting business processes and assesses their impact.- Prepares reports and recommendations for management on identified risks, remediation status and efficiency gains. Training and continuous improvement:- Trains new users on compliance procedures and system functionalities.- Raises compliance awareness among process owners and business teams. Required experience & skills: Bachelor’s or Master’s degree in Law, Finance, Business Administration, Economics, or a related field. Minimum 3+ years of experience in compliance, risk management, regulatory affairs, or a related field Strong understanding of sanctions regulations, financial crime prevention, and corporate compliance frameworks. Experience using compliance software, risk assessment tools, and data analysis platforms (e.g., LexisNexis, World-Check, Dow Jones Risk & Compliance). Understanding of operational compliance and internal control frameworks, process risk assessment and control testing. Strong analytical skills; Ability to work with process owners across functions and to present findings and recommendations to management.